Tag - sec

 
 

SEC

BUSINESS / Companies
Oct 5, 2015
Hitachi's $19 million settlement over improper payments offers insights into South African deals
Hitachi Ltd.'s $19 million settlement with the U.S. Securities and Exchange Commission provides insight into how the company became a crucial supplier to South Africa's behind-schedule power plants that have yet to solve the country's electricity shortage.
Japan Times
BUSINESS
May 15, 2015
Avon calling takeover bid a hoax but some $91 million in its stock traded in 25 minutes
Traders — human and otherwise — churned about $91 million worth of Avon Products Inc. stock in the 25 minutes after a takeover filing the company is now treating as a hoax.
BUSINESS
Nov 21, 2014
SEC halts trading in four firms tied to Ebola cure scams
U.S. regulators on Thursday suspended trading in four small over-the-counter stocks of companies that they said have been touting the development of products to prevent or treat the Ebola virus, and warned investors to beware of similar scams.
Japan Times
BUSINESS
Aug 4, 2013
To win 'Fab' case, SEC learned from its mistakes
At the trial of a Citigroup executive a year ago, Matthew Martens attended as a spectator and watched the defense win jurors over with the "Where's Waldo" argument.
BUSINESS / Markets
Jun 13, 2013
SEC fines Chicago exchange for regulatory lapses
Federal regulators Tuesday fined the Chicago Board Options Exchange $6 million, saying its staff interfered with its three-year investigation of short selling at a member firm in an unprecedented breakdown of trading supervision.

Longform

Construction takes place on the Takanawa Gateway Convention Center in Tokyo, slated to open in 2025.
A boom for business tourism in Japan?